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3.2.5.19.2 Receiving a Lease Break Notification

If Connection.Dialect is not "2.002", the client MUST verify:

If Connection.SupportsDirectoryLeasing is TRUE or Connection.SupportsFileLeasing is TRUE, the client MUST perform the following:

  • The client MUST locate the file in the GlobalFileTable using the LeaseKey in the Lease Break Notification. If a file is not found, no further processing is required.

  • If a File entry is located, the client MUST take action based on the File.LeaseState and the new LeaseState that is received in the Lease Break Notification.

  • If File.LeaseState includes SMB2_LEASE_WRITE_CACHING and the new LeaseState does not include SMB2_LEASE_WRITE_CACHING, the client MUST flush any cached data associated with this file by issuing one or more SMB2 WRITE requests as described in 3.2.4.7. It MUST also flush out any cached byte-range locks it has on the file by enumerating the File.OpenTable and for each open, send the cached byte-range locks by issuing SMB2 LOCK requests as described in 3.2.4.19.

  • If File.LeaseState includes SMB2_LEASE_READ_CACHING and the new LeaseState does not include SMB2_LEASE_READ_CACHING, the client MUST purge any cached data.

  • If File.LeaseState includes SMB2_LEASE_HANDLE_CACHING and the new LeaseState does not include SMB2_LEASE_HANDLE_CACHING, the client MUST enumerate all handles in File.OpenTable and close any cached handles that have already been closed by the application. The close process is described in 3.2.4.5.

  • If Connection.Dialect belongs to the SMB 3.x dialect family and File.LeaseState is equal to the new LeaseState and (NewEpoch - File.LeaseEpoch) is greater than 1, the client MUST purge any cached data.

  • If Connection.Dialect belongs to the SMB 3.x dialect family and NewEpoch is greater than File.LeaseEpoch, the client MUST copy the new LeaseState into File.LeaseState. The client MUST set File.LeaseEpoch to NewEpoch.

  • Otherwise, if Connection.Dialect is "2.100", the new LeaseState granted by the server in the Lease Break Notification MUST be copied to File.LeaseState.

  • If a lease acknowledgment is required by the server as indicated by the SMB2_NOTIFY_BREAK_LEASE_FLAG_ACK_REQUIRED bit in the Flags field of the Lease Break Notification, the client MUST send a Lease Break Acknowledgment request described as follows.

    • If all open handles on this file are closed (that is, File.OpenTable is empty for this file), the client SHOULD consider it as an implicit acknowledgment of the lease break. No explicit acknowledgment is required.

    • The client MUST construct a Lease Break Acknowledgment request following the syntax specified in 2.2.24.2. The LeaseKey in the request MUST be set to File.LeaseKey and the LeaseState in the request MUST be set to File.LeaseState.

    • The client MUST choose an Open from among the remaining opens in File.OpenTable and it MUST be used to send the acknowledgment to the server, via the connection identified by Open.Connection.

      • The SMB2 header is initialized as follows:

        • Command MUST be set to SMB2 OPLOCK_BREAK.

        • The MessageId field is set as specified in section 3.2.4.1.3.

        • The client MUST set SessionId to Open.TreeConnect.Session.SessionId.

        • The client MUST set TreeId to Open.TreeConnect.TreeConnectId.

 
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